Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrea Dennis | 4819768 | 3 | 01/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Annette Norma Rapp | 3070483 | 2 | 01/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Rebecca Sander | 7927422 | 5 | 12/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Alexeiv Alfonzo Martinez | 6999013 | 6 | 12/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Randy Charles Jorgensen | 5805627 | 2 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Zakia T Thomas Williams | 6885725 | 3 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jada Renee Watson | 6721645 | 2 | 12/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cavellia Alcolea | 6170151 | 2 | 12/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Edgar Garcia | 6782159 | 2 | 12/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Andrea Lynn Hartung | 7729376 | 3 | 12/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |