Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Keshia Allen | 6883175 | 5 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Derwin Bell | 4489190 | 6 | 03/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Derwin Bell | 4489190 | 6 | 03/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Derwin Bell | 4489190 | 6 | 03/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 15 | 03/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Belinda Kay McCuaig | 1337635 | 2 | 03/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Deanna Carriero | 6529078 | 5 | 03/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Allison Bell | 4569808 | 5 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sylvia S Henry | 6789497 | 6 | 03/07/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Belinda Kay McCuaig | 1337635 | 2 | 03/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |