Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Miguel Bautista | 6323483 | 1 | 02/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Robert Alligier | 6909089 | 1 | 01/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Gunter Walton | 7500591 | 5 | 12/24/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eneyda Isabela Zamaniego | 6312948 | 1 | 12/06/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron T Sundquist | 5779843 | 1 | 09/28/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Andre Duckery | 6957929 | 2 | 08/12/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Njoga | 5861840 | 2 | 07/18/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Latasha Trinise Blue | 6098942 | 3 | 07/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Gibran Morales | 6374944 | 1 | 05/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Draper | 7884238 | 1 | 11/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |