Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert O Harrington | 6468476 | 1 | 08/21/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Eugene Riggins | 2685935 | 4 | 08/17/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Dexter | 3054866 | 1 | 07/05/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 06/09/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marmaduke Beckwith Morton | 1083160 | 5 | 04/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Robert Byrnes | 4536270 | 1 | 02/12/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 10/03/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarence Terry | 2283387 | 4 | 08/19/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarence Roy Goforth | 1128370 | 1 | 05/29/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Dean Bessire | 6566668 | 2 | 05/26/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |