Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Saundra Dean Long | 3226914 | 5 | 09/07/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Eugene Riggins | 2685935 | 4 | 07/27/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Eugene Riggins | 2685935 | 4 | 06/17/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William B Benton Jr | 5123490 | 2 | 04/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Arnold Ingersoll | 2003078 | 1 | 04/08/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Idris Merriman | 710059 | 2 | 03/31/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfred Howard | 4299660 | 2 | 01/06/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Rodriguez | 5851450 | 1 | 10/17/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Helyn Elizabeth Johnson | 4871024 | 1 | 10/07/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Regina Contreras Chavarin | 5456230 | 1 | 09/15/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |