Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Milton House | 2527668 | 15 | 08/16/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Aguirre | 2744071 | 1 | 07/15/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marilyn Denise Day | 7668052 | 1 | 06/14/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ulysses Barksdale | 1589195 | 1 | 06/06/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Jones | 2479459 | 1 | 05/03/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katherine Debra Bento | 4599735 | 1 | 01/12/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Robert Utz | 452029 | 1 | 12/19/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cynthia Burnett | 4100787 | 1 | 10/31/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Kermitt Oliver | 4421187 | 1 | 10/17/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Clay Stewart | 2023184 | 1 | 07/14/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |