Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Andrew Fischer | 5786875 | 1 | 07/18/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Leland Stauf | 3080701 | 2 | 07/07/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edmond Hartwell Randle | 1172253 | 6 | 03/15/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Josey | 2654140 | 7 | 02/12/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Garland Minter | 1726214 | 2 | 01/16/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rita Joann Shutters | 1677325 | 2 | 01/06/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Kelly | 2058689 | 2 | 11/08/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 09/06/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 09/06/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carol Ann Jackson | 5894066 | 1 | 08/21/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |