Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Casey Rambo | 7682899 | 1 | 05/09/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronnie N Patry | 4436691 | 2 | 04/10/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saundra Dean Long | 3226914 | 5 | 03/19/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcia Wemhoff Young | 1123500 | 3 | 02/15/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zlonz Bossman Demmings | 7261542 | 1 | 01/29/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Kelly | 2058689 | 2 | 09/14/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saundra Dean Long | 3226914 | 5 | 09/09/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Earl Leach | 1427130 | 3 | 09/01/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Steven Blatt | 7271555 | 1 | 08/18/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Curtis Barnes | 5627879 | 5 | 07/22/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |