Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruben Dario Pena | 2157319 | 1 | 10/19/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 09/06/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bridgette Webster Richardson | 4461970 | 2 | 06/29/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J Castolene | 2149354 | 2 | 03/10/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Paul Wedekind | 1680446 | 3 | 02/13/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Lee Bell | 6786649 | 1 | 01/03/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerard Reilly | 2463762 | 8 | 11/07/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Bruce Crull | 2612953 | 1 | 11/06/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronnie N Patry | 4436691 | 2 | 09/08/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Andrew Kiley | 1617538 | 1 | 07/03/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |