Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eliezer David Katan | 2739962 | 2 | 05/15/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saundra Dean Long | 3226914 | 5 | 04/17/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Robert Resendiz | 6186550 | 1 | 04/06/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leon Charles Peterson | 2993858 | 8 | 03/31/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry Ural Lamar Stringham | 2020448 | 7 | 03/30/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Pierre Johnson | 3271612 | 1 | 03/22/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donna Mary Fykes | 2854035 | 7 | 03/19/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Ann Bartlett | 1203732 | 1 | 02/28/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saundra Dean Long | 3226914 | 5 | 02/18/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jimmie Clarence Sims III | 5141562 | 3 | 01/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |