Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Dickens | 5198277 | 3 | 08/14/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Quirl Baker | 1414076 | 1 | 08/09/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Oscar Alfonso | 1533222 | 8 | 08/09/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Carroll | 4728327 | 2 | 07/27/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwayne Stephen Scott | 2467971 | 3 | 07/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bridgette Webster Richardson | 4461970 | 2 | 06/28/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Clinton Richardson | 1339023 | 1 | 06/05/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Helen Rose Ecklund | 1746675 | 1 | 03/09/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tanya Katrina Ross-Lane | 6922033 | 1 | 03/05/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carmelo Cortes | 4413668 | 1 | 02/16/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |