Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Henry Gordon | 1063637 | 2 | 09/10/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evangeline Gail Subaney | 6108898 | 1 | 07/26/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Edward Miller | 3107244 | 1 | 04/26/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Warren Mungavin | 1263547 | 1 | 02/13/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwayne Stephen Scott | 2467971 | 3 | 01/10/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Rene Christian | 5663431 | 2 | 12/16/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Francis Forester | 4661109 | 2 | 12/16/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Toshiyki Zaan | 6381040 | 1 | 11/30/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwayne Stephen Scott | 2467971 | 3 | 10/25/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leon Charles Peterson | 2993858 | 8 | 08/23/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |