Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allen Graff | 4378385 | 1 | 02/06/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Dickens | 5198277 | 3 | 01/10/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leon Charles Peterson | 2993858 | 8 | 12/26/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Rene Christian | 5663431 | 2 | 11/11/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leon Charles Peterson | 2993858 | 8 | 10/30/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darzetta B Goodlow | 5630505 | 1 | 08/21/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Recardo Walker | 5776837 | 2 | 06/22/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Walter Faison | 5354420 | 1 | 05/08/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julie Brinson | 4401051 | 5 | 11/13/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Robert Roubideaux | 6455696 | 1 | 09/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |