Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Frank Seeds | 6597292 | 5 | 06/21/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Keith Hood | 4460986 | 2 | 05/02/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Markovic | 1705195 | 1 | 04/05/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jimmy J Ward | 5158497 | 1 | 04/03/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Castro Luna | 2594802 | 7 | 03/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gabriel F Gopar Soriano | 7317122 | 1 | 02/24/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maxine Leigh Bodway | 2904936 | 1 | 02/02/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paula Crystal Walker | 6297360 | 5 | 01/22/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark John Augustine | 4957411 | 1 | 12/31/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Curtis Lennon | 1486306 | 4 | 12/20/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |