Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shantania Twylane Loving | 4018182 | 4 | 12/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Richard Kinney | 7164976 | 1 | 11/06/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline C Sandt | 6171718 | 1 | 09/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cindy Lynne Wallace | 7357265 | 1 | 09/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dubose | 7293697 | 1 | 08/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy Richard Gray | 2363431 | 3 | 06/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lakita Richardson | 7551542 | 1 | 06/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Claudia Miranda | 7737067 | 1 | 02/17/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronnell Edward Page | 4849141 | 4 | 02/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Hernan Rivera | 5550703 | 2 | 02/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |