Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dawn Marie Nowell | 5381324 | 1 | 06/05/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jimmy Dean Hultgren | 6455827 | 4 | 05/27/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Recardo Walker | 5776837 | 2 | 04/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jorge Verdugo | 1796500 | 3 | 04/11/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jan Dale Robinson | 4951427 | 1 | 04/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin Washington | 3052809 | 2 | 03/07/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Karen Marie Griffith | 2279977 | 1 | 03/07/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mark Ray Goodlow | 2603172 | 4 | 02/04/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Rodney Allen Jackson | 6304132 | 1 | 01/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jorge Arroyos | 4318644 | 1 | 01/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |