Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sonny Nwachukwu Stephens | 2407024 | 1 | 12/20/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Castro Luna | 2594802 | 7 | 11/22/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Winfred Chad McKendrick | 2344942 | 1 | 11/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Hamil | 3126114 | 2 | 11/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danial P Asgari | 2395222 | 2 | 10/17/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Earl Willis | 6472066 | 1 | 10/02/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judy T Hopkins | 3036946 | 3 | 09/21/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Lee Sherman-Bender | 7859024 | 1 | 07/30/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yanko Hauradou | 7196680 | 1 | 07/29/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mallard | 6264762 | 7 | 07/01/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |