Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Alcorn | 6333303 | 3 | 08/21/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rickey Mays Tutt | 4632165 | 1 | 06/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Nathaniel Turner | 2514617 | 1 | 06/12/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurice D Shaw | 5091706 | 1 | 05/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Wiley | 2437362 | 1 | 05/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarah Ann Allain | 5334305 | 1 | 05/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Jo Fisher | 2010009 | 6 | 03/19/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Jara | 4421945 | 1 | 03/05/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Estel Thomson | 3101350 | 1 | 01/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheila Denise Jones | 6317197 | 2 | 12/23/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |