Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve Kenneth Warman | 6307789 | 1 | 12/09/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Pariso | 6442757 | 1 | 11/19/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Unique Montell Madkins | 6355024 | 1 | 10/27/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sergio Roman Garcia | 2511098 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Henry McCrorey | 2560459 | 10 | 10/13/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Henry McCrorey | 2560459 | 10 | 10/13/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bobby Joe Redd | 2276900 | 5 | 09/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Olusegun Samson Yakubu | 6320608 | 1 | 09/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sonia Alicia Maxwell | 4718767 | 2 | 09/05/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Bender | 3196842 | 2 | 08/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |