Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Juan Bautista Feliz | 2007267 | 2 | 07/23/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Julia Smith | 7832691 | 1 | 06/27/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth Joseph Posusta | 2211660 | 1 | 06/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Todd Trisker | 4493555 | 1 | 06/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Steven Harris Silberberg | 2943091 | 2 | 06/21/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Raul Humberto Gamboa | 6632465 | 4 | 04/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Andrew Loker | 2866748 | 2 | 02/18/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joel Richard Massa | 3035298 | 1 | 02/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Andrew Loker | 2866748 | 2 | 01/23/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Blum | 2216702 | 2 | 12/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |