Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcus Lynn Tyrone | 2755811 | 1 | 05/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenya Hilaire | 2017639 | 1 | 05/14/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katherine Susan Forrester | 6844322 | 1 | 04/30/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul B Lopez | 6158178 | 1 | 04/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rafael Ernesto Chavarin | 3146791 | 2 | 04/15/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Hagala | 7262529 | 1 | 04/12/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Ray Johnson | 2835422 | 2 | 03/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Gunter Walton | 7500591 | 5 | 03/09/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Courtney Anthony Donaldson | 6911700 | 1 | 02/19/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Motkue Alexander Bowles | 6101462 | 2 | 02/19/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |