Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Roberto Escobar | 6697391 | 2 | 12/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Isaiah Lyles | 7090738 | 1 | 11/08/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher D Davenport | 7646308 | 1 | 10/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Prince Judah Coakley | 7268608 | 1 | 08/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Hernan Rivera | 5550703 | 2 | 07/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Sbarra | 5091218 | 1 | 07/14/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jessie Robert Barnes | 7717538 | 1 | 07/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Martin | 7857299 | 2 | 05/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christie Isalid Navedo | 4508811 | 1 | 04/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aneil Z Pooran | 6385072 | 1 | 01/31/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |