Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Ray Goodlow | 2603172 | 4 | 01/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jimmie Clarence Sims III | 5141562 | 3 | 01/19/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Paula Crystal Walker | 6297360 | 5 | 01/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Paula Crystal Walker | 6297360 | 5 | 01/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Leslie Jackson | 6268572 | 3 | 01/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Philip Joseph Bova | 5690162 | 1 | 01/05/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Johanna Ginger Carlisle | 2927558 | 1 | 12/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patricia Thornton Binion | 1756831 | 3 | 12/17/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gregory Scott Ketron | 4542562 | 1 | 12/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Paula Crystal Walker | 6297360 | 5 | 11/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |