Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracy Lee Calzaretta | 3060931 | 5 | 10/22/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernesto David Santos | 4468578 | 5 | 09/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Hamilton | 5929290 | 1 | 09/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danial P Asgari | 2395222 | 2 | 09/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hector Javier Bardeguez | 2974847 | 2 | 08/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernesto David Santos | 4468578 | 5 | 08/21/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mallard | 6264762 | 7 | 07/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Castro Luna | 2594802 | 7 | 06/15/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Natalie C Brooks | 6768133 | 3 | 06/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mallard | 6264762 | 7 | 05/31/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |