Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Herman-Lee Jordan | 6230688 | 1 | 08/28/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Wayne Harrison | 5447387 | 7 | 08/24/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Richard Achong | 2734162 | 3 | 07/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Franklin Blane McKnight | 2066958 | 2 | 07/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Phyllis Renda Palmer | 6860858 | 2 | 07/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nathaniel Brown | 3157193 | 4 | 06/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Richard Achong | 2734162 | 3 | 06/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian William Hughes | 5821319 | 2 | 06/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Sherman Wilcott | 1272372 | 4 | 06/04/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ramon Rios | 5700849 | 1 | 06/04/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |