Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Charles Lomax | 5770394 | 5 | 07/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael W Monroe | 5526776 | 8 | 07/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Ford Scruggs | 2902989 | 1 | 06/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Orville Gonzalez | 2569646 | 1 | 06/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Don Griess | 2075143 | 1 | 06/09/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sarkis Nadjarian | 2784906 | 1 | 06/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Louis Nienaber | 4496735 | 1 | 06/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Charles Lomax | 5770394 | 5 | 06/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Lawrence Bryant | 4361862 | 3 | 04/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Alan Bobrowitz | 4249163 | 1 | 04/17/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |