Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Reynolds Pollmann | 6765616 | 1 | 12/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Jones | 7407241 | 1 | 09/18/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Gilmore | 7781968 | 2 | 08/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dorene Beth Neumann | 6468061 | 3 | 07/21/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dorene Beth Neumann | 6468061 | 3 | 07/21/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Alvarez | 7321654 | 2 | 06/27/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Alvarez | 7321654 | 2 | 06/12/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marshall Harvey Kelley | 4640061 | 1 | 05/02/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Latoya Lindseytooks | 6984013 | 1 | 02/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Gaffuri | 4614713 | 5 | 02/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |