Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald David Ellis | 6644384 | 1 | 07/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Donna Emily Ardita | 4751211 | 1 | 05/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Evelyn Quinoa | 4593746 | 2 | 05/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Lee Mathias | 6473111 | 1 | 05/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Leroy Nunn | 7709215 | 2 | 04/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Sherard Henderson | 5202063 | 3 | 04/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Marco Paul Boyce | 2933850 | 1 | 04/15/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tory Deandre Hunter | 6342430 | 6 | 04/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thommy Lee Jarvis | 2643575 | 1 | 04/04/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jason Matthew Baskett | 2917489 | 1 | 04/04/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |