Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael W Monroe | 5526776 | 8 | 10/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael W Monroe | 5526776 | 8 | 10/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
R Lynn Ross-Anderson | 5905804 | 2 | 10/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Kinsely Peterson | 6563031 | 2 | 10/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Hugo E Quinteroz | 6403179 | 2 | 10/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Trebor Clarence Powell | 6632638 | 2 | 10/14/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Victor M Salcido | 4250519 | 4 | 10/06/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Donald Richard Helwig | 1953545 | 1 | 09/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Hugo E Quinteroz | 6403179 | 2 | 09/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nakia Bynum | 6638296 | 1 | 09/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |