Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Craig Davis | 7279136 | 1 | 08/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaime Pierre Urteaga | 6339674 | 1 | 07/30/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leon Warren | 4569952 | 2 | 07/20/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaddrey de Armas | 6168298 | 2 | 06/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Harrison | 5447387 | 7 | 06/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Doreszell Demetria Cohen | 5504753 | 3 | 05/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael W Monroe | 5526776 | 8 | 05/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Camellia Carraso Garza | 4564558 | 1 | 05/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Santana | 4561702 | 2 | 04/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Shawn Riley | 4246280 | 2 | 04/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |