Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Keil | 6173508 | 3 | 08/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Issiah Goodwin | 6153232 | 1 | 08/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Pitt | 4977713 | 1 | 07/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Dixon | 7840103 | 1 | 07/09/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaddrey de Armas | 6168298 | 2 | 07/04/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Bradley Shumate | 7793402 | 1 | 06/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne McCrummen | 1649191 | 1 | 06/16/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael T Smith | 4608063 | 1 | 06/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Towon Roseboro White | 5834837 | 2 | 05/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Hatcher | 6465095 | 2 | 05/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |