Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rosa Castro Aguilar | 5723565 | 2 | 07/19/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Talton | 6695253 | 2 | 07/14/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Ray Hindman | 7686516 | 2 | 07/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaime Rudolph Quintanilla | 2020408 | 8 | 06/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jashon Maurice Ervin | 7686008 | 1 | 06/24/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pinckney Kibbee Ridley | 4436354 | 2 | 06/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Towon Roseboro White | 5834837 | 2 | 06/07/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roderick Earl Harris | 7421811 | 2 | 05/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Charles Lomax | 5770394 | 5 | 05/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Barnett | 5840616 | 2 | 05/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |