Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Karin Marie Weizel | 7476665 | 1 | 04/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ivy Hattie Lynn Turner | 7813804 | 3 | 04/21/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Daniel Guzman | 6470981 | 5 | 03/24/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gregg Paris | 6765608 | 1 | 03/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lataunya Lee Brown | 5076672 | 2 | 03/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Aurelio Lerma | 4783633 | 3 | 02/05/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Vel Russell C Lumang | 5860054 | 1 | 01/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Michael Delmark | 7457663 | 2 | 01/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Leon Warren | 4569952 | 2 | 12/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Wesley | 7560467 | 4 | 12/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |