Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Casey Fargo | 6244046 | 3 | 07/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly N Golden | 7785808 | 1 | 07/19/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kinsely Peterson | 6563031 | 2 | 07/17/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Emmett Bishop | 3275740 | 2 | 07/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Broderick Glenn Lemons | 4961553 | 1 | 07/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Harrison | 5447387 | 7 | 06/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Lamont Harris | 6111817 | 5 | 05/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Kenneth Miller Jr | 5286950 | 1 | 05/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cory A Currie | 7688059 | 1 | 05/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bret Mason Dethlefsen | 6917318 | 1 | 04/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |