Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Heridaniel Puig | 6058543 | 2 | 03/28/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Detorian Gipson | 7320167 | 5 | 03/26/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph Raymond Norris | 6181447 | 1 | 03/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Hilliard Taylor | 1597322 | 2 | 02/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Michael Danzer | 4679035 | 1 | 02/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Dyann Lashell Houston | 7648855 | 2 | 02/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Nathan Flocke | 4462293 | 5 | 02/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Glen Lydell Walden | 5106304 | 1 | 01/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lucia Herrera | 5561383 | 1 | 01/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Yovannis Duarte-Leyva | 4962278 | 1 | 01/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |