Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nigest Ethiopia Solomon | 5959304 | 3 | 11/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseline Faylona Thomas | 4548806 | 1 | 09/03/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Octeon Vernay Kelly | 1724581 | 1 | 07/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Torris Horatio Ridgeway | 6466535 | 1 | 07/05/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Virginia Rose Avila | 6837199 | 2 | 06/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Harvey Grajales | 5633713 | 1 | 06/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott Allen Engelhardt | 2738797 | 5 | 06/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Raul Alejandro Davila | 6606867 | 1 | 04/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Chandeep Singh Purewal | 4375257 | 5 | 04/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Wesley | 7560467 | 4 | 03/30/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |