Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel J Seal | 2776132 | 4 | 03/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Maurice Hayes | 6455784 | 3 | 03/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tiawan Daniels | 6036005 | 2 | 01/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy S Keeler | 6280204 | 3 | 01/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andre Corbitt | 6318770 | 1 | 01/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth Wayne Thompson | 2265495 | 5 | 12/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth Wayne Thompson | 2265495 | 5 | 12/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jennifer Marie Wilson | 7893360 | 2 | 12/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Timothy S Keeler | 6280204 | 3 | 12/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Melissa Ann Blue | 6335710 | 3 | 12/03/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |