Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Vandon Hushly Cooper | 5540875 | 1 | 08/07/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew William Oliver | 5971790 | 1 | 07/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tauheed Shareef Burke | 1621592 | 2 | 06/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Lamont Starks | 7111295 | 4 | 05/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tameasha Lachell Watkins | 6984176 | 1 | 05/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Jones | 3264058 | 1 | 04/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jacob Warren Nelson | 6354464 | 1 | 04/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Seth Kevin Bronson | 6131748 | 5 | 04/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Rosa Castro Aguilar | 5723565 | 2 | 03/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
R Michael Rienhardt | 5137497 | 6 | 03/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |