Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael David Heyward | 5897049 | 2 | 02/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nykeia Neal | 6433390 | 2 | 02/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Frederick James Hogsett | 4029685 | 2 | 02/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Melissa Ann Blue | 6335710 | 3 | 01/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brandi Milton | 6659626 | 1 | 01/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jon Matthew Lynn Sherry | 6166025 | 1 | 12/18/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kennon Lanard Tenison | 5206694 | 3 | 12/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael David Heyward | 5897049 | 2 | 11/21/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Roary Joseph Hutt | 6102498 | 1 | 10/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Melvin Leroy Jones | 1800835 | 5 | 09/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |