Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gustavo Bermudez | 6649128 | 1 | 08/26/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Fargo | 6244046 | 3 | 08/24/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Nathan Flocke | 4462293 | 5 | 07/09/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaudon Wesly Anderson | 7112321 | 3 | 06/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Roberto Escobar | 6697391 | 2 | 06/07/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Clay Johnson | 6434294 | 1 | 05/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Iris Jean Whitener | 1419527 | 1 | 04/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Leander Boyd | 6248805 | 1 | 04/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Thompson | 2265495 | 5 | 03/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dave Deerr | 6470031 | 1 | 02/20/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |