Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rimer Torrico Valenzuela | 6151680 | 2 | 12/12/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin A Pino | 6276727 | 2 | 06/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Manuel Padilla | 5710136 | 1 | 04/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mycheal Brown | 7456745 | 1 | 12/17/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Brennan | 7359281 | 2 | 10/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 09/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristofer Tomlin Sherrod | 6968692 | 1 | 08/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Delise Whitfield | 7328637 | 2 | 11/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Estevao Dias Semedo | 4631886 | 1 | 11/08/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Lynn Yunk Walsch | 7264342 | 1 | 07/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |