Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angel Enrique Miranda | 6784243 | 1 | 03/13/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Celeste Guhl | 6581470 | 2 | 08/05/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roosevelt Desir | 6141850 | 1 | 04/29/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Garza | 7215891 | 1 | 04/24/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rimer Torrico Valenzuela | 6151680 | 2 | 12/12/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin A Pino | 6276727 | 2 | 06/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Manuel Padilla | 5710136 | 1 | 04/05/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mycheal Brown | 7456745 | 1 | 12/17/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Brennan | 7359281 | 2 | 10/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Augustus Hunter | 4915332 | 4 | 09/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |