Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lois Wichlacz | 6160061 | 1 | 06/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heridaniel Puig | 6058543 | 2 | 05/29/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurice Hayes | 6455784 | 3 | 05/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Thomas Keating | 2559341 | 6 | 04/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Javier Alejandro Azcue | 4937698 | 1 | 02/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angel Michelle Fluitt | 6927574 | 1 | 02/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jelitza Enid Rivera | 6773365 | 1 | 02/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lakisha Monique Roundtree | 6331069 | 1 | 02/10/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simone Hightower | 7810276 | 1 | 11/18/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Florida Gail Smith | 6535872 | 1 | 10/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |