Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Samuel Emmett Bishop | 3275740 | 2 | 12/05/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Marco Tulio Noguera | 7285333 | 1 | 12/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ramon Celedino Coronado | 6161567 | 3 | 11/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jamael Damon Harris | 4947039 | 6 | 09/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Grant Lewis Brewer | 5806475 | 2 | 09/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Richard Chaffee | 7667279 | 2 | 09/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brian Joseph Herr | 7891224 | 1 | 08/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Grant Lewis Brewer | 5806475 | 2 | 06/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Julian Raymond Outly | 7541680 | 1 | 06/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Miguel Angel Estrada | 7682804 | 1 | 06/13/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |