Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rafael Brito | 5026310 | 2 | 05/19/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Josefina Lissett Sanchez | 7840751 | 2 | 04/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tamika La Tarsha Moore | 6105438 | 1 | 04/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Crystal Leanna Hall | 6185264 | 1 | 03/12/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Rozina Jolla | 7325523 | 1 | 01/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jacob Michael Caramico | 4914092 | 1 | 01/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Paula Kathleen Gervasoni | 2319397 | 1 | 01/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darrell Anton Collins | 6826314 | 1 | 10/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Savannah Michael Shepard | 6170103 | 1 | 10/12/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lakendrick James | 7007763 | 3 | 10/12/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |