Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bebeth Dalit Iyo | 5390563 | 1 | 07/26/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Sarah Lucille Consola | 7817315 | 1 | 07/23/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Deborah Lashawn Brown | 6603129 | 1 | 07/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Sean Fields | 6790559 | 1 | 06/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Donte Daniels | 6318606 | 4 | 06/21/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Melvin Farr | 7705670 | 2 | 06/19/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Pedro Lizandro Rondon | 5898204 | 1 | 06/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott F Smalley | 6075484 | 1 | 06/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alexis de Leon Ruddock | 7810847 | 1 | 06/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alexeiv Alfonzo Martinez | 6999013 | 6 | 05/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |