Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rebecca Sander | 7927422 | 5 | 09/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Regina Elaine Nichols | 2795764 | 3 | 09/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jamar Hyneif Williams | 7856283 | 3 | 09/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jamar Hyneif Williams | 7856283 | 3 | 09/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Angela C Davis | 7358825 | 2 | 09/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Judith Kay Easley-Marshall | 6481283 | 3 | 09/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Elie Richard | 2068246 | 4 | 09/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kent Fischer | 6455869 | 2 | 09/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kent Fischer | 6455869 | 2 | 09/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 17 | 09/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |