Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Polly Leigh Robinson | 4907099 | 7 | 07/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Elridge Lee Emery | 2578601 | 1 | 07/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Polly Leigh Robinson | 4907099 | 7 | 07/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dwight Findlay | 6322338 | 1 | 06/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Chiumento | 7196249 | 1 | 06/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sheila Marlene Chittams | 6985360 | 9 | 06/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Amy Lynn Owen | 4707899 | 15 | 06/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Andrew Christodoulou | 7537200 | 6 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
John Castagna | 3081014 | 6 | 06/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dail Robertson | 6242856 | 13 | 05/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |