Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ramon Chavez-Nunez | 6917269 | 3 | 09/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Chavez-Nunez | 6917269 | 3 | 09/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Morris | 6374850 | 3 | 08/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Phil Donahue | 1206346 | 2 | 08/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 08/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 08/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Ottey | 7604377 | 2 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Ottey | 7604377 | 2 | 07/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 07/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Polly Leigh Robinson | 4907099 | 7 | 07/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |