Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Judy T Hopkins | 3036946 | 3 | 02/27/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Lee Reid | 1037007 | 2 | 02/13/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Hamil | 3126114 | 2 | 01/10/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victor M Salcido | 4250519 | 4 | 11/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Lee Calzaretta | 3060931 | 5 | 03/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edmond Hartwell Randle | 1172253 | 6 | 02/08/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivey Armine Webb | 2670930 | 3 | 10/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Josephine Dalmeda Carson | 2939362 | 1 | 10/01/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Wedekind | 1680446 | 3 | 08/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Sherman Wilcott | 1272372 | 4 | 06/07/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |