Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Yadan Royer | 4333285 | 2 | 10/23/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Manuel David Hernandez | 2505000 | 1 | 02/22/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Montell Lyles | 4523064 | 2 | 01/08/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Allen Winburn | 7317072 | 2 | 12/22/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Rebecca Hitchcock | 1094311 | 3 | 07/16/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lance Edward Tucker | 4796602 | 4 | 04/23/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louise A Deffenbaugh | 4562484 | 1 | 10/19/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Leland Stauf | 3080701 | 2 | 07/07/1974 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Iris Grandy | 1330277 | 1 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |