Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gabriel James Meier | 3196090 | 5 | 10/07/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Judy T Hopkins | 3036946 | 3 | 09/14/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Eric Henry McCrorey | 2560459 | 10 | 05/22/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ira Steven McSweeney | 2744974 | 3 | 11/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Chad Yadan Royer | 4333285 | 2 | 10/23/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Manuel David Hernandez | 2505000 | 1 | 02/22/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Kevin Montell Lyles | 4523064 | 2 | 01/08/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
William Allen Winburn | 7317072 | 2 | 12/22/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Elizabeth Rebecca Hitchcock | 1094311 | 3 | 07/16/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Louise A Deffenbaugh | 4562484 | 1 | 10/19/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |